Corporate governance and compliance Training

Course Info

Date: June-27-2022

Length: 1 Week

City: Madrid

Fees: 4,300

Type: In Classroom

the date is no longer available,
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Available Dates

  • July-18-2022

    Madrid

  • Aug-15-2022

    Madrid

  • Sep-19-2022

    Madrid

  • Oct-17-2022

    Madrid

  • Oct-31-2022

    Madrid

  • Nov-07-2022

    Madrid

  • Nov-21-2022

    Madrid

  • Dec-12-2022

    Madrid

  • Dec-26-2022

    Madrid

  • Dec-27-2022

    Madrid

  • Jan-24-2023

    Madrid

  • Feb-28-2023

    Madrid

  • Mar-28-2023

    Madrid

  • Apr-25-2023

    Madrid

  • May-02-2023

    Madrid

  • June-27-2023

    Madrid

Dates in Other Venues

  • July-04-2022

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  • July-11-2022

    Istanbul

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    Amsterdam

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    Singapore

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  • Sep-05-2022

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    Dubai

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  • Sep-12-2022

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    Barcelona

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  • Sep-19-2022

    Amsterdam

  • Sep-26-2022

    London

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    Dubai

  • Oct-03-2022

    London

  • Oct-03-2022

    Dubai

  • Oct-03-2022

    Zurich

  • Oct-10-2022

    Istanbul

  • Oct-10-2022

    Paris

  • Oct-10-2022

    Amsterdam

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  • Oct-10-2022

    Munich

  • Oct-17-2022

    Kuala Lumpur

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    Zurich

  • Oct-17-2022

    Singapore

  • Oct-24-2022

    Istanbul

  • Oct-24-2022

    London

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    Amsterdam

  • Oct-31-2022

    Kuala Lumpur

  • Oct-31-2022

    Paris

  • Oct-31-2022

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    Singapore

  • Oct-31-2022

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  • Oct-31-2022

    Munich

  • Nov-07-2022

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    Dubai

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    Singapore

  • Nov-21-2022

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  • Nov-21-2022

    Munich

  • Nov-28-2022

    Kuala Lumpur

  • Nov-28-2022

    Istanbul

  • Nov-28-2022

    Dubai

  • Nov-28-2022

    Zurich

  • Dec-05-2022

    Kuala Lumpur

  • Dec-05-2022

    Istanbul

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    Dubai

  • Dec-05-2022

    Zurich

  • Dec-12-2022

    Paris

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    London

  • Dec-12-2022

    Amsterdam

  • Dec-12-2022

    Singapore

  • Dec-12-2022

    Barcelona

  • Dec-12-2022

    Munich

  • Dec-19-2022

    Kuala Lumpur

  • Dec-19-2022

    Istanbul

  • Dec-20-2022

    Paris

  • Dec-20-2022

    Kuala Lumpur

  • Dec-20-2022

    Zurich

  • Dec-20-2022

    Amsterdam

  • Dec-20-2022

    Singapore

  • Dec-20-2022

    Barcelona

  • Dec-20-2022

    Munich

  • Dec-26-2022

    Paris

  • Dec-26-2022

    London

  • Dec-26-2022

    Dubai

  • Dec-26-2022

    Zurich

  • Dec-26-2022

    Amsterdam

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    Singapore

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  • Dec-26-2022

    Munich

  • Dec-27-2022

    Istanbul

  • Dec-27-2022

    Paris

  • Dec-27-2022

    London

  • Dec-27-2022

    Dubai

  • Dec-27-2022

    Zurich

  • Dec-27-2022

    Amsterdam

  • Dec-27-2022

    Singapore

  • Dec-27-2022

    Barcelona

  • Dec-27-2022

    Munich

  • Jan-03-2023

    Kuala Lumpur

  • Jan-10-2023

    Istanbul

  • Jan-10-2023

    London

  • Jan-17-2023

    Paris

  • Jan-17-2023

    Dubai

  • Jan-17-2023

    Zurich

  • Jan-17-2023

    Amsterdam

  • Jan-17-2023

    Singapore

  • Jan-17-2023

    Barcelona

  • Jan-17-2023

    Munich

  • Jan-31-2023

    London

  • Jan-31-2023

    Dubai

  • Feb-07-2023

    Kuala Lumpur

  • Feb-07-2023

    London

  • Feb-07-2023

    Dubai

  • Feb-14-2023

    Istanbul

  • Feb-21-2023

    Paris

  • Feb-21-2023

    Zurich

  • Feb-21-2023

    Amsterdam

  • Feb-21-2023

    Singapore

  • Feb-21-2023

    Barcelona

  • Feb-21-2023

    Munich

  • Feb-21-2023

    Munich

  • Feb-28-2023

    London

  • Feb-28-2023

    Dubai

  • Mar-07-2023

    Kuala Lumpur

  • Mar-07-2023

    London

  • Mar-07-2023

    Dubai

  • Mar-14-2023

    Istanbul

  • Mar-21-2023

    Paris

  • Mar-21-2023

    Zurich

  • Mar-21-2023

    Amsterdam

  • Mar-21-2023

    Singapore

  • Mar-21-2023

    Barcelona

  • Mar-21-2023

    Munich

  • Mar-21-2023

    Munich

  • Mar-28-2023

    London

  • Mar-28-2023

    Dubai

  • Apr-04-2023

    Kuala Lumpur

  • Apr-04-2023

    London

  • Apr-04-2023

    Dubai

  • Apr-11-2023

    Istanbul

  • Apr-18-2023

    Paris

  • Apr-18-2023

    Zurich

  • Apr-18-2023

    Singapore

  • Apr-18-2023

    Amsterdam

  • Apr-18-2023

    Barcelona

  • Apr-18-2023

    Munich

  • Apr-18-2023

    Munich

  • Apr-25-2023

    London

  • Apr-25-2023

    Dubai

  • May-02-2023

    Istanbul

  • May-02-2023

    Paris

  • May-02-2023

    Dubai

  • May-02-2023

    Singapore

  • May-02-2023

    Amsterdam

  • May-02-2023

    Barcelona

  • May-02-2023

    Munich

  • May-02-2023

    Munich

  • May-09-2023

    Kuala Lumpur

  • May-09-2023

    London

  • May-09-2023

    Zurich

  • May-30-2023

    London

  • May-30-2023

    Dubai

  • June-06-2023

    Kuala Lumpur

  • June-06-2023

    London

  • June-06-2023

    Dubai

  • June-20-2023

    Istanbul

  • June-27-2023

    Paris

  • June-27-2023

    London

  • June-27-2023

    Dubai

  • June-27-2023

    Zurich

  • June-27-2023

    Singapore

  • June-27-2023

    Amsterdam

  • June-27-2023

    Barcelona

  • June-27-2023

    Munich

Course Details

Course Outline

5 days course

 

Introduction to Compliance
 
  • Definition of a compliance management system
  • Tailoring to Each Institution
  • Compliance management system Components for Strategic Level
  • Building an Effective Compliance Program
  •  Corporate governance

 

Tracking and Monitoring of Day to Day Operations
 
  • Policies and Procedures
  • Training
  • Monitoring
  • Consumer Complaint Response
  • Legal and regulatory aspects of corporate governance and compliance
  • Codes of and reports on corporate governance and compliance
  • Application of governance rules and principles
 
Potential Legal Implications of the Failure in Compliance & Ethics,
responsibility and social culture
 
  • Potential Legal Implications of the Failure in Compliance & Ethics, responsibility
  • Regular ethics and compliance training programs
  •  Ethical Responsibilities in the Employer-Employee Relationship
  • Ethical Workplace Conduct

 

The Roles and Responsibilities of Compliance Officers
 
  • Implement and manage an effective legal compliance program.
  • Develop and review company policies.
  • Advise management on the company’s compliance with laws and regulations through detailed reports.
  • Create and manage effective action plans in response to audit discoveries and compliance violations.
  • Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk.
  • Assess company operations to determine compliance risk.
  • Ensure all employees are educated on the latest regulations and processes.
  • Resolve employee concerns about legal compliance.

 

Enforcement The corporate compliance program
 
  • Enforcement The corporate compliance program at all levels within the company.
  • The Corporate Compliance Programs and Internal Controls
  • developing a code of conduct in the institution
  • Practical applications and comprehensive review

Course Video