Basel Regulatory Compliance and Governance

The Basel Framework provides an essential foundation for prudential regulation, governance, and regulatory compliance across banks and financial institutions. Effective governance and strong compliance practices help ensure that institutions meet requirements for capital adequacy, liquidity, leverage, risk management, and regulatory reporting while maintaining accountability and financial stability.

This Basel Regulatory Compliance and Governance training course by LPC provides participants with a practical understanding of the Basel Framework and its application to banking governance and compliance. The course explores the Three Pillars, board and senior management responsibilities, compliance management, internal controls, supervisory review, regulatory reporting, and internal audit, while also examining Basel IV developments, ESG, and RegTech to support effective governance and regulatory compliance.